Complaints Procedure

We strive to provide the highest possible standard of service. However, we acknowledge there may be instances where you feel Brooklands or an appointed representative of Brooklands has fallen short of this. If this happens, we encourage you to raise a complaint.

This Complaints Procedure outlines who can raise a complaint, the process for raising a complaint, the procedure in place to answer your complaint, and the next steps you may take if you remain unsatisfied with our answer.

Who can complain
If you were provided with a service by Brooklands or one of its appointed representatives than you may raise a complaint with us directly.

Raising a complaint
To ensure your complaint reaches the correct team internally, we encourage you to raise your complaint by emailing Brooklands’ General Counsel and include ‘Complaint’ in your email’s subject line. The contact information for Brooklands’ General Counsel is:

General Counsel: Mike Williams
Email: [email protected]
Telephone: +44 (0)20 7291 8166

Answering your complaint
Upon receipt of your complaint, Brooklands will acknowledge your complaint as soon as reasonably practicable. It will then investigate your complaint to provide a fair and reasonable answer. We may request further information from you when this is required to properly assess your case.

We aim to provide you with a final written answer to your complaint within 8 weeks after we received your complaint. If we are unable to answer you within 8 weeks’ time, we will contact you to let you know and explain the reasons for this.

If you are not satisfied
If you are not satisfied with our final response, or 8 weeks have passed since you made your complaint, then you may escalate your complaint to the Financial Ombudsman Service. Their contact details are:

Financial Ombudsman Service
Exchange Tower
Harbour Exchange Square
London E14 9SR
0800 023 4567
https://www.financial-ombudsman.org.uk/

Website Terms & Conditions

Website Terms & Conditions

Agreement
Please confirm that you have read and understood the following terms of use of this website.

Terms of Use
The information below explains the legal and regulatory restrictions in relation to the Hawksbill Investors Limited website. If you accept the conditions below and wish to enter the website this page constitutes a binding legal agreement.

Please read the Terms carefully which may be subject to change without notice. Your continued use of the website following any changes will mean that you accept such changes.

If you do not agree to the Terms below, or you are resident in a jurisdiction (e.g. the United States) where access to the site and information contained therein is not permissible, please exit the website. Hawksbill Investors Limited cannot be responsible for any misrepresentations you may make in gaining unauthorised access to the site.

Regulatory Disclosures
The information on this website is issued by Hawksbill Investors Limited which provides financial advisory services to professional clients as defined by COBS 3.5 of the FCA Handbook and the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005).

No Reliance
This website is directed only at persons who are Eligible Counterparties or Professional Clients or who otherwise fall into one of the categories of person listed in Chapter 4.12.1 of the FCA’s Conduct of Business Rules. In particular, the information contained on this site is not intended for distribution to, or use by, any person or entity in the United States of America (being residents of the United States of America or partnerships or corporations organised under the laws of the United States of America or any state or territory thereof) or any other jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject to any requirement to be registered or authorised within such jurisdiction or country. By accessing this website, you will be deemed to have represented that you are a person who can lawfully access the site and without subjecting Hawksbill Investors Limited to any requirement.

Liability Waiver
You agree that under no circumstances, including, but not limited to, negligence, shall Hawksbill Investors Limited be liable for any special or consequential damages that result from the access or use of, or the inability to access or use, the materials on this website. This does not exclude or restrict any duty or liability that Hawksbill Investors Limited has under any regulatory system.

No Warranty
The information and opinions contained in this website are provided without any warranty of any kind, either expressed or implied, to the fullest extent permissible pursuant to applicable law. Neither Hawksbill Investors Limited nor any of its respective associates assumes any responsibility for the uninterrupted availability of this website or warrants that it will be error-free, that defects will be corrected, or that this website or the servers that make it available will be free of viruses or other harmful components.

Opinions and any other contents expressed on this website are provided for your personal use and informational purposes only and are subject to change without notice. Nothing contained on this website constitutes investment, legal, tax or other advice and is not to be relied on in making an investment or other decision. You should obtain relevant and specific professional advice before making any investment decision.

All information contained on this site belongs to Hawksbill Investors Limited who grants no rights to such content other than such rights as may be required by you to view this site using a computer and you agree not otherwise to copy or create derivative works based on such materials.

By accessing this website, you will be deemed to have represented that you are a person who can lawfully access the site and without subjecting Hawksbill Investors Limited to any requirement.